Learn the roles and responsibilities of financial institutions regarding conflicts of interest in banking and the role of federal agencies oversight impact regulatory compliance.
In highly-regulated industries, understanding conflict of interest disclosures and the role of regulatory agencies like FINRA in protecting investors and safeguarding market integrity is vital.
Data breaches, and the use of stolen or compromised credentials are increasingly troubling for financial institutions. Gain a greater understanding of the vital role cybersecurity plays in protecting institutions and their customers.
Digital transformation is the infusion of technology into all business areas. As the world continues to become digital, finding the transformative strategies that your company can leverage to remain competitive is imperative.
A digital wallet is an application that electronically stores payment information. Determining if utilizing digital wallets for the transactions in your financial service business relies on having a strong understanding of what a digital wallet is, how it works, the advantages and disadvantages to the consumer, and how to leverage this new technology.
Embedded finance gives non-financial companies an opportunity to sell a financial service to customers. Working embedded finance into your bank, insurance company, or wealth management business is vital to stay competitive and relevant going into the next few years.
Environmental, social, and governance (ESG) is a set of standards and policies that guide socially conscious investors and consumers. Knowing what ESG is, its importance, the scoring methods, and the impact on your finserv business are important to navigate changing consumer and investor demands.
A fast-growing segment in the financial services industry, fintech involves digital lending and credit, mobile payments, cryptocurrency and digital wealth management. Learn more about fintech history and developments.
Regulatory compliance is your organization’s adherence to rules, regulations, and guidelines imposed by outside agencies. Learn more about the basics, the importance, and ways to promote compliance in your organization.
Gain a better understanding of the regulations surrounding UDAAP standards in this overview of the law, and the importance of compliance by those who offer financial products or services to consumers.